Job offer: Risk & Compliance Officer

26 September 2022

Risk & Compliance Officer

ONE corporate (“ONE”), supervised by the CSSF as a Specialised PSF, is a dynamic and young business focused on delivering quality, value-add, next-gen domiciliation, directorship services, company secretarial and corporate governance support to a wide variety of clients. We are looking for an experienced Risk & Compliance Officer to manage our 2nd line regulatory and compliance oversight program. This is an exciting opportunity for an experienced, passionate and career driven individual to work in a flexible and energetic culture focused on delivering premium services.

 

Your Responsibilities and Duties

Regulated Responsibilities:

  • To act as “Compliance Officer”.
  • To act as “AML Officer (Responsable du contrôle du respect des obligations professionnelles en matière de LBC/FT (RC)”.

Operational Responsibilities:

  • To enhance and implement ONE’s compliance monitoring plan and management framework to ensure compliance with regulatory requirements.
  • To enhance, implement and monitor the effectiveness of ONE’s Enterprise Risk Management program, including the Risk and Control Self-Assessment (RCSA) Framework.
  • Being responsible for any AML/CTF matters.
  • Advising and supporting business leaders and employees on AML, risk and compliance-related issues.
  • Writing, implementing and monitoring compliance, AML and risk management related policies and procedures.
  • Monitoring operational processes and procedures within a compliance/risk management framework to ensure these comply with regulations, company policies and ethical standards.
  • Preparing, organizing and conducting compliance/risk trainings for our employees as well as informing them about legal changes and updates to compliance guidelines.
  • Acting as contact person and liaison officer between ONE and the CSSF.
  • Preparation of regular reports to management.

 

Your Attitude and Skills

  • You are passionate about undertaking new challenges in the financial services industry and opportunities to broaden your skillset. Entrepreneurial in mindset, you take ownership, strive to grow relationships, develop with the people around you and seek new opportunities for growth & improvement. You take pride in your work and you view the successes of your colleagues and of ONE as your own.
  • You are keen to work in a dynamic, flexible culture that is focused on the job, not the hours.
  • You enjoy a challenge, don’t shy away from taking on responsibilities outside of your core role and are keen to support and develop with senior leadership.
  • You insist on the highest standards and take satisfaction in streamlining, digitalising and automating processes and controls on leading technology.
  • You hold a Bachelor’s degree (or higher/equivalent) and have sufficient relevant experience to hold the regulated positions of Compliance Officer / AML Officer. You have a great command of English and French.
  • Prior experience in Enterprise Risk Management would be a plus.

 

What we offer

  • A chance to be a part of a growing success story at a young and exciting firm with a culture focused on the successes of its staff and clients. In an environment with driven people, who will help support your career ambitions.
  • We offer flexible working arrangements, a competitive salary and a suite of other perks.

 

Interested?

If you are interested in this job opportunity, we are looking forward to receiving your application.

All applications will be treated confidentially.

Be informed that a clear police record is requested.

Our Resources and Strengths

WE VALUE SHARED
OWNERSHIP

We operate around the principle that if our people have a stake in the business, they will do a better job for our clients. We have a committed and stable team, as they see the benefit of long-term value creation through building long-standing relationships. We build value for clients, and their end customer.

WE INVEST
IN PEOPLE

You can have the best technology and the most efficient processes in the world, but if you don’t have the people to operate them, your business is worth very little. Thus, our biggest asset is our team of professional and passionate experts.

WE EMBRACE
TECHNOLOGY

We operate next generation technology through a combination of in-house, and best in market solutions to deliver an impeccable service and use technology to excel in both service delivery and efficiency.

WE VALUE
RELATIONSHIPS

We delight in valued long-term partnerships with clients, team, industry partners and our stakeholders. We aim to work with clients who share our belief in the importance of building strong partnerships over time.

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