Swiss Independent Asset Managers: Are you ready for FinSA and FinIA?
On 1 January, FinSA and FinIA went into force in Switzerland. FinSA regulates the provision of financial services and offering of financial instruments, while the FinIA sets out the licensing requirements for regulated financial institutions, with the exception of banks, which continue to be regulated by the Banking Act. Both laws will have significant implications for the Swiss fund and asset management industry. Notably, the previously unregulated independent asset managers, will newly be subject to FINMA authorisation and regulation.
ONE regulatory has developed an online compliance tool specifically for FinSA and FinIA which will help you navigate the regulatory requirements and will offer a plug-and-play solution to ensure compliance with the new regulatory requirements. Our technology will ease your implementation and reduce your resource pressures.
FinSA/FinIA-ready policies, procedures, and monitoring, developed by legal and compliance professionals with over 20 years of experience in the Swiss market.
Call us today: +352 2664-1
We operate around the principle that if our people have a stake in the business, they will do a better job for our clients. We have a committed and stable team, as they see the benefit of long-term value creation through building long-standing relationships. We build value for clients, and their end customer.
You can have the best technology and the most efficient processes in the world, but if you don’t have the people to operate them, your business is worth very little. Thus, our biggest asset is our team of professional and passionate experts.
We operate next generation technology through a combination of in-house, and best in market solutions to deliver an impeccable service and use technology to excel in both service delivery and efficiency.
We delight in valued long-term partnerships with clients, team, industry partners and our stakeholders. We aim to work with clients who share our belief in the importance of building strong partnerships over time.