Are you ready for your CSSF onsite inspection?
Two Luxembourg IFM’s were recently sanctioned by the CSSF for deficiencies uncovered during an onsite inspection (link in the comments below).
Is your firm at risk of sanction, is your governance oversight and control in line with regulation and latest circulars? If in doubt, have you considered a heath check or leveraging NextGen RegTech to minimise the risk?
Call your ONE regulatory team.
We operate around the principle that if our people have a stake in the business, they will do a better job for our clients. We have a committed and stable team, as they see the benefit of long-term value creation through building long-standing relationships. We build value for clients, and their end customer.
You can have the best technology and the most efficient processes in the world, but if you don’t have the people to operate them, your business is worth very little. Thus, our biggest asset is our team of professional and passionate experts.
We operate next generation technology through a combination of in-house, and best in market solutions to deliver an impeccable service and use technology to excel in both service delivery and efficiency.
We delight in valued long-term partnerships with clients, team, industry partners and our stakeholders. We aim to work with clients who share our belief in the importance of building strong partnerships over time.